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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-18 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
921 W. New Hope Dr., Cedar Park, TX 78613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Austin | TX | 10/2009 | 01/2019 |
| Ameriprise Financial Services, Inc. | Austin | TX | 10/2009 | 01/2019 |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2019 | Present |
| Spc | Ann Arbor | MI | 01/2019 | Present |
1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. DBA - Prime Wealth Strategies, Austin, TX. Offering financial services through Sigma Financial Corp and SPC. Start date: 7/14/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-15 |
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