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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-14 |
| IN | RA | APPROVED | 2026-01-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris & Associates | Indianapolis | IN | 09/1986 | Present |
| Linsco/Private Ledger Corp. | Indianapolis | IN | 10/1991 | 06/2019 |
| Woodbury Financial Services Inc | Indianapolis | IN | 06/2019 | 01/2024 |
| Osaic Wealth, Inc. | Indianapolis | IN | 01/2024 | 01/2026 |
| Lpl Financial, Llc | Indianapolis | IN | 01/2026 | Present |
1. 01/2026 - Harris and Associates, LLC - Tax Prep/Accounting/CPA - Inv Related - 80 Hour(s)/Month - 40 Hour(s) During Trading - Indianapolis, IN, 46220 - OBA Start Date: 01/01/1995 2. 01/2026 - Broadmoor Investments, LLC - Business Entity For Tax/Investment Purposes Only - Inv Related - 02 Hour(s)/Month - 00 Hour(s) During Trading - Indianapolis, IN, 46228 - OBA Start Date: 06/12/2020 3. 01/2026 - Harris Family Holdings Group, LLC - Business Entity For Tax/Investment Purposes Only - Inv Related - 10 Hour(s)/Month - 00 Hour(s) During Trading - Greensboro, NC, 27410 - OBA Start Date: 01/01/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-07-14 |
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