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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-05
PA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2025-12-05
  • PA RA
    APPROVED
    Since 2009-01-02

Branch Locations

3939 West Ridge Road Suite A-103, Erie, PA 16506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Erie PA 07/2002 Present
Raymond James Financial Services Advisors, Inc Erie PA 01/2009 Present
Previous Registrations
  • 2005-10-25 → 2006-11-22
    Flagship Investment Group Inc.
    Erie, PA
  • 2004-05-17 → 2005-12-08
    Hubbard, Bert Karle, Weber, Inc.
    Erie, PA
Other Businesses

(1)Name of Business: Flagship Investment Group, Inc. Address: 3939 W Ridge Rd Ste A103, Erie, PA, 16506, United States Activity Type: Third Party Administrator Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/01/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Supervisor of the TPA services (2)Name of Business: Flagship Investment Group, Inc. Address: 3939 W Ridge Rd Ste A103, Erie, PA, 16506, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/18/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent for writing nonvariable life insurance policies (3)Name of Business: Flagship Investment Group, Inc. Address: 3939 W Ridge Rd Ste A103, Erie, PA, 16506, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of Flagship Investment Group, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-02
S63 Uniform Securities Agent State Law Examination 1999-06-16
  • S65 Uniform Investment Adviser Law Examination
    2004-01-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-16
Other Names
  • Thomas J Bean

View on SEC IAPD

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