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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Clayton | MO | 07/2019 | 11/2019 |
| G.H Ford Investment Advisors | Creve Coeur | MO | 06/2001 | 07/2019 |
| Unemployed | Creve Coeur | MO | 11/2019 | 02/2020 |
| Principal Life Insurance Co | Saint Louis | MO | 02/2020 | 09/2025 |
| Principal Securities Inc | Saint Louis | MO | 02/2020 | 09/2025 |
| Osaic Institutions, Inc. | Meriden | CT | 10/2025 | Present |
| First Bank | Creve Coeur | MO | 10/2025 | Present |
1.) Fixed Insurance. Yes, investment related. St. louis MO. Agent. Life, DI, LTC, Group. Start date 2/3/2020 5 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-25 |
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