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Stephen Mccarthy Goddard

The London Company Of Virginia

Richmond, VA

CRD 1513350

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Employer firm

The London Company Of Virginia CRD 106654

$14.9B regulatory AUM 33 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
The London Company Of Virginia

1800 Bayberry Court, Suite 301, Richmond, VA 23226 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-10-17
VA RA APPROVED 1994-06-10
  • TX RA
    APPROVED
    Since 2006-10-17
  • VA RA
    APPROVED
    Since 1994-06-10

Branch Locations

1800 Bayberry Court, Suite 301, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The London Company Richmond VA 02/1994 Present
  • 02/1994 → Present
    The London Company
    Richmond, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-08-08
S65 Uniform Investment Adviser Law Examination 1990-07-30
  • S63 Uniform Securities Agent State Law Examination
    2002-08-08
  • S65 Uniform Investment Adviser Law Examination
    1990-07-30
Designations
  • Chartered Financial Analyst
Other Names
  • Stephen Mccarthy Goddaro

View on SEC IAPD

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