William Fields Leake

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 02/2018
  Proequities, Inc.
  Sugar Land, TX
• 08/2012 → Present
  Futurity First Insurance Group
  Sugar Land, TX
• 03/2018 → Present
  Sequent Planning, Llc
  Sugar Land, TX

Previous Registrations

• 2014-11-13 → 2018-03-28
  Concourse Financial Group Securities, Inc.
  Sugar Land, TX
• 2004-02-03 → 2012-08-03
  Mml Investors Services, Llc
  Houston, TX
  Houston, TX
• 2000-04-03 → 2003-12-18
  Veravest Investment Advisors, Inc.
  Houston, TX

Other Businesses

DBA NAME: FUTURITY FIRST FUTURITY FIRST INSURANCE GROUP POSITION: Branch Manager NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 220 SECURITIES TRADING HOURS: 200 START DATE: 08/01/2012 ADDRESS: 77 Sugar Creek Center Boulevard, Suite 400, Sugarland TX 77478 DESCRIPTION: Insurance sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-23
• S63 Uniform Securities Agent State Law Examination
  1986-08-20

Other Names

• William F Leake
• Fields Leake