William Fields Leake

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-03-06

TX RA
APPROVED

Since 2018-03-06

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Three Sugar Creek Center Suite 100, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Proequities, Inc.	Sugar Land	TX	06/2013	02/2018
Futurity First Insurance Group	Sugar Land	TX	08/2012	Present
Sequent Planning, Llc	Sugar Land	TX	03/2018	Present

06/2013 → 02/2018

Proequities, Inc.

Sugar Land, TX
08/2012 → Present

Futurity First Insurance Group

Sugar Land, TX
03/2018 → Present

Sequent Planning, Llc

Sugar Land, TX

Previous Registrations

2014-11-13 → 2018-03-28

Concourse Financial Group Securities, Inc.

Sugar Land, TX
2004-02-03 → 2012-08-03

Mml Investors Services, Llc

Houston, TX

Houston, TX
2000-04-03 → 2003-12-18

Veravest Investment Advisors, Inc.

Houston, TX

Other Businesses

DBA NAME: FUTURITY FIRST FUTURITY FIRST INSURANCE GROUP POSITION: Branch Manager NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 220 SECURITIES TRADING HOURS: 200 START DATE: 08/01/2012 ADDRESS: 77 Sugar Creek Center Boulevard, Suite 400, Sugarland TX 77478 DESCRIPTION: Insurance sales

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-23
S63	Uniform Securities Agent State Law Examination	1986-08-20

S65 Uniform Investment Adviser Law Examination

1999-12-23
S63 Uniform Securities Agent State Law Examination

1986-08-20

Other Names

William F Leake
Fields Leake

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