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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

758 Hunns Lake Road, Stanfordville, NY 12581 • United States

758 Hunns Lake Road, Stanfordville, NY 12581 • United States

1330 Avenue Of The Americas 23 Floor, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2012 09/2025
Clearfront Advisory New York NY 10/2012 Present
Commonwealth Financial Network Waltham MA 09/2025 05/2026
Commonwealth Financial Network Waltham MA 05/2026 Present
Previous Registrations
Other Businesses

1. CLEARFRONT ADVISORY, LLC - SOLE OWNER OF A PRIVATE ENTITY FOR SECURITIES AND ADVISORY BUSINESSES; INVESTMENT RELATED. 2. FIXED INSURANCE SALES THROUGH CLEARFRONT ADVISORY, LLC. INVESTMENT RELATED, AT BRANCH LOCATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-16
S63 Uniform Securities Agent State Law Examination 1999-07-01
  • S65 Uniform Investment Adviser Law Examination
    1999-07-16
  • S63 Uniform Securities Agent State Law Examination
    1999-07-01

View on SEC IAPD

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