Robert Nelson Nix

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Lpl Financial Llc
  Chamblee, GA
• 04/2015 → Present
  Bay Financial Advisors, Inc
  Chamblee, GA

Previous Registrations

• 2015-12-09 → 2021-12-31
  Bay Financial Advisors, Inc.
  Chamblee, GA
  Waltham, MA
• 2007-10-25 → 2012-10-18
  Register Financial Advisors, Llc
  Atlanta, GA
• 2003-01-30 → 2007-08-23
  Concourse Financial Group Securities, Inc.
  John'S Creek, GA
  Duluth, GA

Other Businesses

(1) 10/02/2012: No Business Name - Non-Variable Insurance DBA - DBA: Peachtree Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - 90% Time Spent - Life, health, fixed annuities, disability, ltc. (2) 10/02/2012: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% Time Spent - Life, health, fixed annuities, ltc, disability. (3) 08/16/2016: BAY FINANCIAL ASSOCIATES - DBA for LPL Business (entity for LPL business) - Investment Related - 3580 PIERCE DRIVE, STE 100, CHAMBLEE, GA 30341 - Start 08/16/2016 - 160 Hr/Mo; 8 Hours During Securities Trading (4) 08/26/2016: PEACHTREE WEALTH STRATEGIES LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 3580 PIERCE DRIVE, STE 100, CHAMBLEE, GA 30341 - Start 08/16/2016 - 160 Hr/Mo; 8 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-06-03

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Rob Nix
• Robert N Nix