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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-23
  • FL RA
    APPROVED
    Since 2019-01-23

Branch Locations

780 94Th Ave N, St. Petersburg, FL 33702 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-12
  • FL RA
    APPROVED
    Since 2017-06-12

Branch Locations

780 94Th Avenue North Suite 107, St. Petersburg, FL 33702 • United States

1222 Se 47Th Street Suite 310, Cape Coral, FL 33904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 10/1995 01/2017
Lincoln Investment St. Petersburg FL 01/2017 Present
  • 10/1995 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    St. Petersburg, FL
Previous Registrations
  • 2007-09-18 → 2019-10-04
    Legend Advisory, Llc
    St Petersburg, FL
    Palm Beach Gardens, FL
  • 2002-06-26 → 2005-11-17
    Legend Advisory, Llc
    Tampa, FL
Other Businesses

JS FLORIDA PROPERTY POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/29/2001 ADDRESS: 9675 4th St No, St. Petersburg FL 33702, United States DESCRIPTION: Office Building NORTHEAST PRESBYTERIAN CHURCH POSITION: Elder, President NATURE: Church Board INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2015 ADDRESS: 4400 Shore Acres Blvd. Ne, St. Petersburg FL 33703, United States DESCRIPTION: Church Board INSURANCE SALES POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/15/1981 ADDRESS: 780 94th Ave No, Suite 107, St. Petersburg FL 33702, United States DESCRIPTION: Insurance Sales GLOBAL FINANCIAL ASSOC. POSITION: Owner NATURE: Global Financial Assoc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/15/1995 ADDRESS: 780 94th Ave No, Suite 107, St. Petersburg FL 33702, United States DESCRIPTION: Owner SUNCOAST WEALTH SOLUTIONS POSITION: Owner, President, Director NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2018 ADDRESS: 780 94th Ave No, Suite 107, St Petersburg FL 33702, United States DESCRIPTION: Owner, President, Director duties. DBA for Lincoln business

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-16
  • S63 Uniform Securities Agent State Law Examination
    1996-07-16
Designations
Other Names
  • Steve Fisher

View on SEC IAPD

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