Ricky Payton Wallace

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-20

FL RA
APPROVED

Since 2024-11-20

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Hernando	FL	05/1986	11/2024
The Prudential Insurance Company Of America	Hernando	FL	05/1986	Present
Lpl Enterprise, Llc	Tampa	FL	11/2024	Present

05/1986 → 11/2024

Pruco Securities, Llc

Hernando, FL
05/1986 → Present

The Prudential Insurance Company Of America

Hernando, FL
11/2024 → Present

Lpl Enterprise, Llc

Tampa, FL

Previous Registrations

1986-07-21 → 2024-11-12

Pruco Securities, Llc.

Clearwater, FL

Trinity, FL

Clearwater, FL

Hernando, FL

Tampa, FL

Other Businesses

1) 02/21/2025- Ricky Wallace- Non-Variable Insurance- I sell Life, Health, Fixed Annuities, Property & Casualty and Disability Insurance- inv. related- at Hernando, FL- start date 05/01/1986- 10hrs/mnth-10hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-19
S63	Uniform Securities Agent State Law Examination	1999-01-19

S65 Uniform Investment Adviser Law Examination

1999-07-19
S63 Uniform Securities Agent State Law Examination

1999-01-19

Other Names

Ricky P Wallace

View on SEC IAPD