Thomas Anthony Cifelli

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-12-20

NJ RA
APPROVED

Since 2013-12-20

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Morristown	NJ	11/2013	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

11/2013 → Present

Morgan Stanley

Morristown, NJ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2010-01-12 → 2013-11-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ

Sparta, NJ

Other Businesses

REAL ESTATE, PART OWNER; START DATE: 06/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; NOT INVESTMENT RELATED; NEW JERSEY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-29
S63	Uniform Securities Agent State Law Examination	1986-08-01

S65 Uniform Investment Adviser Law Examination

2009-12-29
S63 Uniform Securities Agent State Law Examination

1986-08-01

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews