Steven Craig Dickerson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tyler, TX
• 01/2010 → Present
  Bank Of America, N.A.
  Tyler, TX

Previous Registrations

• 2001-02-16 → 2006-07-10
  Ubs Financial Services Inc.
  Tyler, TX
  Tyler, TX

Other Businesses

I*40947 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COLE AND CO. INVESTMENT RELATED: N ADDRESS OF BUSINESS: TYLER, TEXAS 75703 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 4/1/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RETAIL JEWELRY AND FINE GIFTS/ I HAVE NO RESPONSIBILITIES ON A DAY TO DAY BASIS.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-17
• S63 Uniform Securities Agent State Law Examination
  1986-07-22