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Michael Andrew Grodotzke

LPl Financial LLC

Sherman Oaks, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-08
  • CA RA
    APPROVED
    Since 2020-06-08

Branch Locations

15315 Magnolia Blvd Ste 415, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Sherman Oaks CA 10/2012 06/2020
Lpl Financial, Llc Sherman Oaks CA 06/2020 Present
  • 10/2012 → 06/2020
    Sagepoint Financial
    Sherman Oaks, CA
  • 06/2020 → Present
    Lpl Financial, Llc
    Sherman Oaks, CA
Previous Registrations
  • 2012-10-08 → 2020-06-11
    Osaic Services, Inc.
    Scottsdale, AZ
    Sherman Oaks, CA
  • 2011-06-21 → 2012-10-12
    Bancwest Investment Services, Inc.
    Thousand Oaks, CA
    Oxnard, CA
    Ventura, CA
  • 2009-04-07 → 2011-06-30
    Ameriprise Financial Services, Llc
    Los Angeles, CA
    Glendale, CA
    Woodland Hills, CA
  • 2002-07-15 → 2009-04-09
    Valic Financial Advisors, Inc.
    Woodland Hills, CA
    Glendale, CA
Other Businesses

1. 10/01/2012 - FITZGERALD FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SHERMAN OAKS, CA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-22
S63 Uniform Securities Agent State Law Examination 1986-07-23
  • S65 Uniform Investment Adviser Law Examination
    1997-08-22
  • S63 Uniform Securities Agent State Law Examination
    1986-07-23

View on SEC IAPD

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WRW WEALTH ADVISORS
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UBS FINANCIAL SERVICES INC.
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Other Investors

ANDY BOB CHONG
HUGH ARI MEYER
RYAN DAVID MEACHAM
Brian Robert Grimditch
Jamie Noelle Rugg
Clark Christian Evans
RICHARD BARNETT
LISA IRWIN STERNBERG

Other Offices

MORPHEUS ADVISORS · SHERMAN OAKS, CA
BELAY INVESTMENT GROUP, LLC · SHERMAN OAKS, CA
HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
WRW WEALTH ADVISORS · SHERMAN OAKS, CA
MORGAN STANLEY · Sherman Oaks, CA
UBS FINANCIAL SERVICES INC. · Sherman Oaks, CA
KATAM HILL LLC · SHERMAN OAKS, CA

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