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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-03-16 |
Branch Locations
9800 Shelard Parkway, Suite 220, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plymouth | MN | 09/2009 | Present |
| Investors Financial Group, Llc | Plymouth | MN | 06/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 03/2022 | Present |
1. 01/12/2010 - NO BUSINESS NAME - INV REL - NON-VARIABLE INSURANCE - 5% TIME SPENT - SALES AND SERVICE OF FIXED ANNUITIES, NON-VARIABLE LIFE( PRIMARILY TERM LIFE), LONG TERM CARE INSURANCE AND DISABILITY INSURANCE 2. 08/19/2010 - INVESTORS FINANCIAL GROUP, INC. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 11/03/2015 * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/1997 * 3 HRS/MO DURING SECS TRDG HRS. 4. 7/23/2019 - Investors Financial Group, LLC - DBA: (Hybrid) Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/10/2015 - 120 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Investors Financial Group, an independent investment advisor firm. I started this business activity on 7/10/2019. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/30/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 01/09/2024 - Patsten Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/30/2023 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-10 |
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