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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-03-16
  • MN RA
    APPROVED
    Since 2022-03-16

Branch Locations

9800 Shelard Parkway, Suite 220, Plymouth, MN 55441 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Plymouth MN 09/2009 Present
Investors Financial Group, Llc Plymouth MN 06/2015 Present
Private Advisor Group, Llc Morristown NJ 03/2022 Present
  • 09/2009 → Present
    Lpl Financial Llc
    Plymouth, MN
  • 06/2015 → Present
    Investors Financial Group, Llc
    Plymouth, MN
  • 03/2022 → Present
    Morristown, NJ
Previous Registrations
  • 2015-06-22 → 2022-07-25
    Investors Financial Group
    Plymouth, MN
Other Businesses

1. 01/12/2010 - NO BUSINESS NAME - INV REL - NON-VARIABLE INSURANCE - 5% TIME SPENT - SALES AND SERVICE OF FIXED ANNUITIES, NON-VARIABLE LIFE( PRIMARILY TERM LIFE), LONG TERM CARE INSURANCE AND DISABILITY INSURANCE 2. 08/19/2010 - INVESTORS FINANCIAL GROUP, INC. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 11/03/2015 * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/1997 * 3 HRS/MO DURING SECS TRDG HRS. 4. 7/23/2019 - Investors Financial Group, LLC - DBA: (Hybrid) Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/10/2015 - 120 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Investors Financial Group, an independent investment advisor firm. I started this business activity on 7/10/2019. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/30/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 01/09/2024 - Patsten Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/30/2023 - 5 Hours Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-10
  • S63 Uniform Securities Agent State Law Examination
    1986-06-10
Other Names
  • Patrick Stenson

View on SEC IAPD

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