Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1600 Utica Ave S, 9Th Floor, St Louis Park, MN 55416 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Adviors | Minneaoplis | MN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Stein Financial Group Llc | St Louis Park | MN | 08/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 20 WASHINGTON AVE S; MINNEAPOLIS; MN; 55401; Fixed insurance Sales; INDEPENDENT INSURANCE AGENT; 8/19/2011; 5; 5; Sales of fixed insurance products|NAME OF ENTITY:STEIN FINANCIAL GROUP, LLC; YES; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES/DBA; OWNER, CEO & PRESIDENT; 8/14/2017; 40; 30; SALE OF INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:STEIN FINANCIAL GROUP LLC; No; 20 WASHINGTON AVE S; MINNEAPOLIS; MN; 55401; COMMUNICATION CONSULTING; COMMUNICATION CONSULTANT; 11/7/2014; 10; 5; WORKING WITH EMPLOYERS SORTING DATA AND MAKING RECOMMENDATIONS TO EMPLOYER ON HOW BEST TO IMPLEMENT BENEFITS EDUCATION PROJECT.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-11 |
Reach out to this advisor