Jeffery Lee Stein

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Adviors
  Minneaoplis, MN
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2017 → Present
  Stein Financial Group Llc
  St Louis Park, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-31 → 2021-06-09
  Voya Financial Advisors, Inc.
  Lisle, IL
  Minneapolis, MN
  Irvine, CA
  Minneapolis, MN
  Windsor, CT
  Minneapolis, MN
  Tacoma, WA
  St Louis Park, MN

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 20 WASHINGTON AVE S; MINNEAPOLIS; MN; 55401; Fixed insurance Sales; INDEPENDENT INSURANCE AGENT; 8/19/2011; 5; 5; Sales of fixed insurance products|NAME OF ENTITY:STEIN FINANCIAL GROUP, LLC; YES; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES/DBA; OWNER, CEO & PRESIDENT; 8/14/2017; 40; 30; SALE OF INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:STEIN FINANCIAL GROUP LLC; No; 20 WASHINGTON AVE S; MINNEAPOLIS; MN; 55401; COMMUNICATION CONSULTING; COMMUNICATION CONSULTANT; 11/7/2014; 10; 5; WORKING WITH EMPLOYERS SORTING DATA AND MAKING RECOMMENDATIONS TO EMPLOYER ON HOW BEST TO IMPLEMENT BENEFITS EDUCATION PROJECT.|

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-14
• S63 Uniform Securities Agent State Law Examination
  1994-03-11

Designations

• Chartered Financial Consultant