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Deborrah Michelle Murphy

Osaic Wealth, Inc.

University Place, WA

CRD 1511181

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-06-14
  • WA RA
    APPROVED
    Since 2024-06-14

Branch Locations

University Place, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc Seattle WA 11/2014 11/2020
Securities America, Inc. University Place WA 11/2020 06/2024
Securities America Advisors, Inc. University Place WA 11/2020 06/2024
Osaic Wealth, Inc. University Place WA 06/2024 Present
Osaic Wealth, Inc. University Place WA 06/2024 Present
  • 11/2014 → 11/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 11/2020 → 06/2024
    Securities America, Inc.
    University Place, WA
  • 11/2020 → 06/2024
    Securities America Advisors, Inc.
    University Place, WA
  • 06/2024 → Present
    University Place, WA
  • 06/2024 → Present
    University Place, WA
Previous Registrations
  • 2020-11-06 → 2024-06-14
    Securities America Advisors, Inc.
    Gig Harbor, WA
    University Place, WA
  • 2014-11-07 → 2020-11-06
    Kms Financial Services, Inc.
    Gig Harbor, WA
    Seattle, WA
    Seattle, WA
  • 1998-03-12 → 2014-11-11
    Clackamas, OR
    Gig Harbor, WA
Other Businesses

1. NORTHWESTERN FINANCIAL GROUP POSITION: owner NATURE: My DBA for Washington State Insurance Renewals INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1989 ADDRESS: 6925 47th St Ct W, University Place WA 98466 DESCRIPTION: Owner. This DBA is held for Business and Occupation Tax in Washington State and to get vested renewals on insurance. I also use it for payroll for my staff person. I no longer sell Fixed Life or Annuities and I have never used Index Annuities. 3. NORTHWESTERN FINANCIAL GROUP POSITION: owner NATURE: My DBA for Washington State Insurance Renewals INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1989 ADDRESS: 6925 47TH STREET CT W, University Place WA 98466, United States DESCRIPTION: Owner. This DBA is held for Business and Occupation Tax in Washington State and to get vested renewals on insurance. I also use it for payroll for my staff person. I no longer sell fixed Life or Annuities and I have never used Index Annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-17
S63 Uniform Securities Agent State Law Examination 1986-07-17
  • S65 Uniform Investment Adviser Law Examination
    1998-02-17
  • S63 Uniform Securities Agent State Law Examination
    1986-07-17
Other Names
  • Deborrah Murphy
  • Deborrah Michelle Murphy
  • Deborrah Parks
  • Deborrah Michelle Anderson

View on SEC IAPD

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