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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-03-02 |
Branch Locations
1156 Bowman Rd Suite 200, Mount Pleasant, SC 29464 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Carolinas Agency | Mt Pleasant | SC | 10/2010 | 09/2016 |
| Encore Music | Mt Pleasant | SC | 09/2008 | 09/2016 |
| Kovack Securities Inc. | Marietta | GA | 10/2014 | 09/2016 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2015 | 09/2016 |
| Invest Financial Corporation | Tampa | FL | 09/2016 | 12/2017 |
| Dempsey Lord Smith, Llc | Rome | GA | 12/2017 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | 03/2026 |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | 03/2026 |
| Lpl Enterprise Llc | Mount Pleasant | SC | 03/2026 | Present |
1. 2/24/2026 - CLARENCE BLANTON N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Mount Pleasant SC - OBA Start date: 02/20/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 2/24/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Mount Pleasant SC - OBA Start date: 02/20/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 2/24/2026 - Mid-Atlantic Charters - Business Owner - Not Investment Related - Mount Pleasant SC - OBA Start date: 08/13/2008 - 0 Hour(s)/Month - 0 Hour(s) During Trading 4. 2/24/2026 - Blanton Financial Group/Dempsey,Lord, Smith - DBA for LPL Business (entity for LPL business) - Investment Related - Mount Pleasant SC - OBA Start date: 08/01/2008 - 200 Hour(s)/Month - 150 Hour(s) During Trading 5. 2/24/2026 - SOUTH CAROLINA LUTHERAN RETREAT CENTERS - Non-Profit Board Member - Not Investment Related - Mount Pleasant SC - OBA Start date: 08/06/2025 - 2 Hour(s)/Month - 2 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-21 |
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