Marc Freeman Arnett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 09/2019
  Morgan Stanley Smith Barney
  Santa Cruz, CA
• 01/2015 → 09/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2019 → 01/2024
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
• 01/2024 → Present
  Lpl Financial Llc
  Redondo Beach, CA

Previous Registrations

• 2019-09-17 → 2024-01-26
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
• 2011-06-15 → 2019-09-23
  Morgan Stanley
  Santa Cruz, CA
• 2008-10-20 → 2011-06-16
  Edward Jones
  St Louis, MO
  Moss Beach, CA
  Half Moon Bay, CA
  Burlingame, CA

Other Businesses

1) 09/15/2025 - ARNETT WEALTH MANAGEMENT INC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/04/2025 - 40 Hrs/Mth - 6 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-10-18
• S63 Uniform Securities Agent State Law Examination
  2002-02-26