David George Yearwood

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Indianapolis, IN
• 06/1987 → Present
  Charter Advisory Corporation
  Indianapolis, IN

Other Businesses

1. 12/30/2009 - CHARTER INSURANCE & CHARTER ADVISORY CORPORATION - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - AGENT - V.P. - TRADITIONAL LIFE,HEALTH,DISABILTY,LONGTERM CARE, COLLEGE PLANNING & ANNUITIES SALES. INSURANCE SALES & PLANNING SERVICES. 2. 9/9/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 06/1987 - 32 Hours Per Month/Time Spent 20% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 06/1987. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/24/2013 - CHARTER ADVISORY CORPORATION - INV REL - AT REPORTED BUSINESS LOCATION - DBA for LPL Business (entity for LPL business). 4. 06/15/2016 - Michael Stafford Publishing, LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - START 07/01/2016 - 1620 Locust Lane, Brownsburg, In 46112 - Invest in authors launch and marketing of a political fiction novel. Revenues to be driven by book sales. - 0 HR/MO - Business Entity For Tax/Investment Purposes Only. 5. 11/02/2022 - CHARTER ADVISORY CORPORATION - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 09/09/2010 - 1 Hours Per Month/1 Hours During Securities Trading - I provide investment advisory services through CHARTER ADVISORY CORPORATION, an independent investment advisor firm. I started this business activity in 09/2010. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-21