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Darrell Joseph Kay

Kay Investments, Inc.

Manakin-Sabot, VA

CRD 1510446

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Employer firm

Kay Investments, Inc. CRD 124267

$67.9M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Kay Investments, Inc.

Manakin-Sabot, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-11-29
NY RA APPROVED 2021-08-13
TX RA APPROVED_RES 2016-11-21
CA RA APPROVED 2015-07-06
  • VA RA
    APPROVED
    Since 2021-11-29
  • NY RA
    APPROVED
    Since 2021-08-13
  • TX RA
    APPROVED_RES
    Since 2016-11-21
  • CA RA
    APPROVED
    Since 2015-07-06

Branch Locations

Manakin-Sabot, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kay Investments, Inc. Manakin- Sabot VA 05/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-23
S63 Uniform Securities Agent State Law Examination 1986-07-01
  • S65 Uniform Investment Adviser Law Examination
    2005-06-23
  • S63 Uniform Securities Agent State Law Examination
    1986-07-01

View on SEC IAPD

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