James Eric Maxwell

Current Employers

Employment History

• 05/2015 → 12/2021
  Raymond James Financial Services, Inc.
  Pleasanton, CA
• 05/2015 → 12/2021
  Raymond James Financial Services Advisors Inc.
  Pleasanton, CA
• 01/2018 → Present
  275 Birch Lakes Llc
  Pleasanton, CA
• 05/2015 → Present
  Maxwell Wealth Strategies Inc.
  Pleasanton, CA
• 10/2021 → Present
  Maxwell Wealth Strategies Inc.
  Pleasanton, CA
• 02/2025 → Present
  Creative Planning, Llcv
  Overland Park, KS

Previous Registrations

• 2021-11-05 → 2025-05-06
  Maxwell Wealth
  Pleasanton, CA
• 2015-05-11 → 2021-12-31
  Raymond James Financial Services Advisors, Inc
  Pleasanton, CA
  Pleasanton, CA
• 2009-06-01 → 2015-05-15
  Morgan Stanley
  Pleasanton, CA
  Pleasanton, CA
• 2007-06-15 → 2009-06-01
  Morgan Stanley & Co. Llc
  Pleasanton, CA
• 1998-05-12 → 2007-06-19
  Banc Of America Investment Services, Inc.
  Walnut Creek, CA
  Pleasanton, CA
  Pleasanton, CA

Other Businesses

1) Name of Business : Maxwell Wealth Strategies Inc. Address: 7041 Koll Center Pkwy Ste 275,Pleasanton, CA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 05/01/2015 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Branch Manager,/Rep. in Charge 2) Name of Business : 275 Birch Lakes LLC Address: 7041 Koll Center Pkwy Ste 275,Pleasanton, CA Nature of the Business: Rental Real Estate Position/Title: Partner Investment Related:Yes Start Date: 01/09/2018 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: Managing Owner in an office space that we have purchased to lease out for office use.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-18
• S63 Uniform Securities Agent State Law Examination
  1987-03-03

Other Names

• Eric Maxwell