Charles K Miller

Current Employers

Employment History

• 09/2010 → 10/2018
  Idb Capital Corp.
  Aventura, FL
• 09/2010 → 10/2018
  Israel Discount Bank Of New York
  Aventura, FL
• 11/2018 → 01/2020
  Infinex Investments, Inc.
  Meriden, CT
• 10/2018 → 01/2020
  Popular Community Bank
  Aventura, FL
• 04/2021 → 11/2021
  Equitable Advisors, Llc
  New York, NY
• 10/2017 → 04/2024
  C.G.B.N.A. Enterprises, Llc
  Palmetto Bay, FL
• 11/2021 → 01/2024
  Synovus Bank
  Coral Gables, FL
• 11/2021 → 01/2024
  Synovus Securities, Inc.
  Coral Gables, FL
• 05/2024 → 01/2025
  Unemployed
  Palmetto Bay, FL
• 02/2025 → Present
  Valley Financial Management, Inc.
  Coral Gables, FL
• 02/2025 → Present
  Valley Wealth Managers, Inc.
  Coral Gables, FL
• 02/2025 → Present
  Valley National Bank
  Coral Gables, FL

Previous Registrations

• 2021-11-29 → 2024-02-05
  Synovus Securities, Inc.
  Coral Gables, FL
  Port Charlotte, FL
  Stuart, FL
  Port Charlotte, FL
  Coral Gables, FL
• 2021-04-06 → 2021-11-22
  Equitable Advisors, Llc
  Miami, FL
• 2010-03-30 → 2010-09-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Coral Gables, FL
• 2006-10-20 → 2009-01-07
  Banc Of America Investment Services, Inc.
  Miami, FL
• 2006-08-15 → 2006-10-23
  Pfic Advisors, Inc.
  Franklin, TN
• 2004-07-30 → 2005-11-10
  Morgan Keegan & Company, Llc
  Coral Gables, FL
• 2003-02-28 → 2004-06-16
  Wells Fargo Clearing Services, Llc
  Miami, FL

Other Businesses

1.) Hole in One Enterprises, LLC. This is not investment related. The address is: 8269 SW 173rd Terr. Palmetto Bay, FL 33157. This is simply an LLC I established to hold personal real estate holdings for Trust/Estate planning, and Asset Protection purposes. I am the President/Managing Member. Start date: 04/26/2024. I devote approximately 2 hours per month to this business, none of which is during trading hours. 2.) Baptist Health South Miami Hospital. This is not investment related. The address is: 6200 SW 73rd Street, Miami, FL 33143. This is a Medical Hospital. Associate Board Member. Start date: 1/2009. I devote approximately 7 hours per month to this entity, none of which is during trading hours. This position is strictly voluntary. In this role, I primarily help coordinate and plan various fund-raising events for the hospital.

Exams

• S66 Uniform Combined State Law Examination
  2020-08-15
• S65 Uniform Investment Adviser Law Examination
  2002-08-21
• S63 Uniform Securities Agent State Law Examination
  1996-01-17

Other Names

• Charles Kevin Miller
• Charles K Miller