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Jonathan Roberts

Klingenstein Fields Advisors

New York, NY

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Current Employers
Klingenstein Fields Advisors

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-27
TX RA APPROVED_RES 2005-03-18
  • NY RA
    APPROVED
    Since 2021-08-27
  • TX RA
    APPROVED_RES
    Since 2005-03-18

Branch Locations

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klingenstein, Fields & Co., Llc New York NY 09/2004 01/2017
Klingenstein, Fields & Co., Llc New York NY 02/2017 07/2020
Klingensttein, Fields & Co., L.P. New York NY 08/2020 Present
  • 09/2004 → 01/2017
    Klingenstein, Fields & Co., Llc
    New York, NY
  • 02/2017 → 07/2020
    Klingenstein, Fields & Co., Llc
    New York, NY
  • 08/2020 → Present
    Klingensttein, Fields & Co., L.P.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-21
S63 Uniform Securities Agent State Law Examination 1986-06-24
  • S65 Uniform Investment Adviser Law Examination
    1991-10-21
  • S63 Uniform Securities Agent State Law Examination
    1986-06-24
Designations

View on SEC IAPD

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