Inactive

Jonathan Roberts

Klingenstein Fields Advisors

CRD 1509870

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Employer firm

Klingenstein Fields Advisors CRD 105907

$4.70B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Klingenstein Fields Advisors

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-27
TX	RA	APPROVED_RES	2005-03-18

NY RA
APPROVED

Since 2021-08-27
TX RA
APPROVED_RES

Since 2005-03-18

Branch Locations

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Klingenstein, Fields & Co., Llc	New York	NY	09/2004	01/2017
Klingenstein, Fields & Co., Llc	New York	NY	02/2017	07/2020
Klingensttein, Fields & Co., L.P.	New York	NY	08/2020	Present

09/2004 → 01/2017

Klingenstein, Fields & Co., Llc

New York, NY
02/2017 → 07/2020

Klingenstein, Fields & Co., Llc

New York, NY
08/2020 → Present

Klingensttein, Fields & Co., L.P.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-10-21
S63	Uniform Securities Agent State Law Examination	1986-06-24

S65 Uniform Investment Adviser Law Examination

1991-10-21
S63 Uniform Securities Agent State Law Examination

1986-06-24

Designations

Chartered Financial Analyst
Chartered Investment Counselor

View on SEC IAPD

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