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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-21 |
Branch Locations
4313 South Buffalo St., Orchard Park, NY 14127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Stevens Financial, Llc | Orchard Park | NY | 01/1994 | Present |
| Fsc Securities Corporation | Orchard Park | NY | 11/2007 | 07/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) MARK STEVENS, 4313 S BUFFALO RD, ORCHARD PARK, NY, 08/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) ACTING/MODELLING, 168 Metropolitan Ave., Brooklyn NY 11249, United States, 03/15/2024, Acting/Modeling, Arts/Performing Arts, NIR, 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-05 |
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