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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Tulsa | OK | 04/1986 | 07/2024 |
| Primerica Financial Services | Tulsa | OK | 03/1985 | 07/2024 |
| Lpl Financial Llc | Tulsa | OK | 07/2024 | Present |
1) 07/09/2024 - Unlimited Partnership, Inc - Business Entity For Tax/Investment Purposes Only - OK 74114 - Non investment related - 1 Hour per month - Start date: 01/16/2007.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-24 |
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