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Gladys A Neafus

Newedge Advisors

New Orleans, LA

Tulsa, OK

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-10-06
  • OK RA
    APPROVED
    Since 2025-10-06

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

7134 S Yale Ave, Suite 420, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tulsa OK 01/2009 05/2018
Morgan Stanley Tulsa OK 05/2018 03/2022
Ubs Financial Service Inc Tulsa OK 03/2022 10/2025
Newedge Securities, Llc Pittsburgh PA 10/2025 Present
Newedge Advisors New Orleans LA 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-13
S63 Uniform Securities Agent State Law Examination 2001-02-19
  • S66 Uniform Combined State Law Examination
    2019-05-13
  • S63 Uniform Securities Agent State Law Examination
    2001-02-19
Other Names
  • Gladys Ann Wright
  • Gladys Ann Neafus
  • Gladys Ann Dimarob

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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