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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-08-07
  • TN RA
    APPROVED
    Since 2019-08-07

Branch Locations

Murfreesboro, TN • United States

1550 West Mcewen Drive Suite 450, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Nashville TN 06/2013 11/2016
Wells Fargo Clearing Services, Llc Nashville TN 11/2016 08/2019
Raymond James & Associates Franklin TN 08/2019 Present
  • 06/2013 → 11/2016
    Wells Fargo Advisors
    Nashville, TN
  • 11/2016 → 08/2019
    Nashville, TN
  • 08/2019 → Present
    Raymond James & Associates
    Franklin, TN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-24
  • S63 Uniform Securities Agent State Law Examination
    1994-06-24
Other Names
  • Tammy R Alexander

View on SEC IAPD

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