Joanne L Resh

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-03-25
TX	RA	APPROVED	2017-03-25

CA RA
APPROVED

Since 2017-03-25
TX RA
APPROVED

Since 2017-03-25

Branch Locations

Houston, TX • United States

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Houston	TX	02/2014	03/2017
Mml Investors Services, Llc	Houston	TX	03/2017	Present
Massmutual Life Insurance Co	Houston	TX	07/2016	Present

02/2014 → 03/2017

Metlife Securities Inc.

Houston, TX
03/2017 → Present

Mml Investors Services, Llc

Houston, TX
07/2016 → Present

Massmutual Life Insurance Co

Houston, TX

Previous Registrations

2005-12-06 → 2017-03-25

Msi Financial Services, Inc.

Houston, TX

Houston, TX

Houston, TX

Dallas, TX

Springfield, MA

Springfield, MA

Dallas, TX
2002-01-30 → 2006-01-12

Metlife Investment Fund Services Llc

Alpharetta, GA

Other Businesses

NAME: JOANNE RESH INV REL: Y ADDR: 147 CRAIGDELL RD NEW KENSINGTON PA 15068 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 04/1990 NO/HRS: 1 NO/HRS DUR TRADING: 0.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-08-12

S63 Uniform Securities Agent State Law Examination

1999-08-12

View on SEC IAPD