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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-22
  • TX RA
    APPROVED
    Since 2020-09-22

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Richardson TX 10/2012 03/2020
Jpmorgan Chase Bank Na Richardson TX 03/2012 03/2020
Unemployed Houston TX 04/2020 08/2020
Jpmorgan Securities Llc Houston TX 09/2020 Present
Jpmorgan Chase Bank Na Houston TX 09/2020 Present
  • 10/2012 → 03/2020
    Jpmorgan Securities Llc
    Richardson, TX
  • 03/2012 → 03/2020
    Jpmorgan Chase Bank Na
    Richardson, TX
  • 04/2020 → 08/2020
    Unemployed
    Houston, TX
  • 09/2020 → Present
    Jpmorgan Securities Llc
    Houston, TX
  • 09/2020 → Present
    Jpmorgan Chase Bank Na
    Houston, TX
Previous Registrations
  • 2012-10-01 → 2020-03-26
    Dallas, TX
    Garland, TX
    Garland, TX
    Richardson, TX
    Flower Mound, TX
    Dallas, TX
    Richardson, TX
    Dallas, TX
    Garland, TX
    Mesquite, TX
    Dallas, TX
    Mesquite, TX
    Dallas, TX
    Dallas, TX
    Garland, TX
    Richardson, TX
    Dallas, TX
    Richardson, TX
    Mesquite, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Balch Springs, TX
    Dallas, TX
    Dallas, TX
    Mesquite, TX
    Garland, TX
    Forney, TX
    Dallas, TX
    Dallas, TX
    Richardson, TX
    Allen, TX
    Plano, TX
    Friendswood, TX
    Houston, TX
  • 2012-03-22 → 2012-10-01
    Chase Investment Services Corp.
    Dallas, TX
    Garland, TX
    Garland, TX
    Dallas, TX
    Richardson, TX
    Dallas, TX
    Dallas, TX
    Forney, TX
    Garland, TX
    Mesquite, TX
    Dallas, TX
    Dallas, TX
    Balch Springs, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Mesquite, TX
    Richardson, TX
    Dallas, TX
    Richardson, TX
    Garland, TX
    Dallas, TX
    Dallas, TX
    Mesquite, TX
    Dallas, TX
    Mesquite, TX
    Garland, TX
    Carrollton, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Addison, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Farmers Branch, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Carrollton, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Farmers Branch, TX
    Dallas, TX
    Richardson, TX
    Dallas, TX
    Dallas, TX
    Richardson, TX
  • 2005-01-19 → 2012-01-12
    Minneapolis, MN
    Salt Lake City, UT
    New York, NY
  • 2000-09-22 → 2005-02-03
    Houston, TX
Other Businesses

Entity Name: JFH Beef Investment related: No "Address: 9414 Klaus Road Round Top, TX 77379" Nature of the other business: Agricultural Position/Title/Relationship: Owner/Partner Start Date: 05/16/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Own and Raise cattle for sale

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-11
S63 Uniform Securities Agent State Law Examination 1986-06-02
  • S65 Uniform Investment Adviser Law Examination
    1997-07-11
  • S63 Uniform Securities Agent State Law Examination
    1986-06-02
Other Names
  • John Franklin Hinman

View on SEC IAPD

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