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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-02-20

Branch Locations

26006 Budde Road, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Polaris Benefits Llc Spring TX 01/2006 Present
Concourse Financial Group Securities Inc Spring TX 07/2014 02/2025
Cetera Wealth Services, Llc The Woodlands TX 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 01/2006 → Present
    (Dba) Polaris Benefits Llc
    Spring, TX
  • 07/2014 → 02/2025
    Concourse Financial Group Securities Inc
    Spring, TX
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    The Woodlands, TX
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-07-23 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Houston, TX
    Etters, PA
    Spring, TX
    The Woodlands, TX
    Birmingham, AL
  • 2006-04-17 → 2014-07-22
    Houston, TX
  • 1998-01-07 → 2006-01-06
    Kestra Investment Services, Llc
    Houston, TX
Other Businesses

(dba) POLARIS BENEFITS LLC; Investment Related; 6046 FM 2920, Suite 514, Spring, TX 77379-2542; President; Start Date 01/2006; 120 hours per month; Broker selling group medical, dental, life, vision. LTD, STD and on occasion working as a consultant for corporate clients to design and implement employee benefit plans. Also sell individual life, disability and long-term care products. >> BAYLOR RESEARCH ADVOCATES FOR STUDENT SCIENTISTS (BRASS); Non-Investment Related; One Baylor Plaza, MS BCM 215, Houston, TX 77030; Scholar Liaison/Board Member; Start Date 10/2014; 5 hours per month; BRASS supports student scientists in the graduate school at Baylor College of Medicine for the pursuit of excellence in biomedical research. My duties entail interfacing with the scholars to help them optimize the opportunities available to them through BRASS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-20
  • S63 Uniform Securities Agent State Law Examination
    1991-09-20
Designations
Other Names
  • Peter Vanderlofske

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