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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| (Dba) Polaris Benefits Llc | Spring | TX | 01/2006 | Present |
| Concourse Financial Group Securities Inc | Spring | TX | 07/2014 | 02/2025 |
| Cetera Wealth Services, Llc | The Woodlands | TX | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) POLARIS BENEFITS LLC; Investment Related; 6046 FM 2920, Suite 514, Spring, TX 77379-2542; President; Start Date 01/2006; 120 hours per month; Broker selling group medical, dental, life, vision. LTD, STD and on occasion working as a consultant for corporate clients to design and implement employee benefit plans. Also sell individual life, disability and long-term care products. >> BAYLOR RESEARCH ADVOCATES FOR STUDENT SCIENTISTS (BRASS); Non-Investment Related; One Baylor Plaza, MS BCM 215, Houston, TX 77030; Scholar Liaison/Board Member; Start Date 10/2014; 5 hours per month; BRASS supports student scientists in the graduate school at Baylor College of Medicine for the pursuit of excellence in biomedical research. My duties entail interfacing with the scholars to help them optimize the opportunities available to them through BRASS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-09-20 |
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