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Joyce Anne Pike

Morgan Stanley

Colchester, VT

Portland, ME

Norway, ME

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
ME RA APPROVED 2016-03-09
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • ME RA
    APPROVED
    Since 2016-03-09

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

100 Middle Street 3Rd Floor, Portland, ME 04101 • United States

Norway, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Portland ME 04/2016 Present
  • 04/2016 → Present
    Morgan Stanley Smith Barney Llc
    Portland, ME
Previous Registrations
  • 2007-04-14 → 2009-06-01
    Morgan Stanley & Co. Llc
    Middleton, MA
  • 2005-11-07 → 2006-12-31
    Morgan Stanley Dw Inc.
    Danvers, MA
    Danvers, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-27
S63 Uniform Securities Agent State Law Examination 1995-01-20
  • S65 Uniform Investment Adviser Law Examination
    2005-10-27
  • S63 Uniform Securities Agent State Law Examination
    1995-01-20
Other Names
  • Joyce Anne Allen
  • Joyce Anne Lyons

View on SEC IAPD

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