Thomas Brett Holding

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1995 → 01/2025
  Lincoln Financial Advisors Corporation
  Liberty Township, OH
• 01/2025 → Present
  Osaic Wealth, Inc.
  Liberty Township, OH

Previous Registrations

• 2000-01-01 → 2025-01-24
  Osaic Fa, Inc.
  Cincinnati, OH
  Cincinnati, OH
  Liberty Township, OH

Other Businesses

1)THOMAS B. HOLDING, CFP, CLU, CRPC POSITION: Agent NATURE: Outside Fixed Insurance Brokerage INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/29/1995 ADDRESS: 5512 Charleston Woods Drive, Liberty Township OH 45044, United States DESCRIPTION: Sell Fixed Insurance and Annuity products. 2)INDEX ANNUITIES POSITION: Agent NATURE: Sale of Lincoln-Approved Fixed Index Annuities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/21/2012 ADDRESS: 5512 Charleston Woods Drive, Liberty Township OH 45044, United States DESCRIPTION: Sale of fixed-Indexed annuities. 3) THOMAS HOLDING CHESTER, OH 45069 CATEGORY: INSURANCE / PREMIUM FINANCING INVESTMENT RELATED: YES TITLE: AGENT DUTIES: WORK WITH HIGH NET WORTH CLIENTS ON LIFE INSURANCE POLICIES WHERE BOTH PRIVATE AND BANK PREMIUM FINANCING IS USED. START DATE: 11/02/2016 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS: 3 4) THOMAS HOLDING 5512 CHARLESTON WOODS DR. LIBERTY TOWNSHIP, OH 45044 CATEGORY: INSURANCE/PREMIUM FINANCING INVESTMENT RELATED: YES TITLE: AGENT DUTIES: ACT AS AGENT ON POLICIES FOR INSUREDS THAT USE PREMIUM FINANCING TO PAY PREMIUMS START DATE: 11/02/2016 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS: 3 5) POWER OF ATTORNEY (POA) FOR MY MOTHER, STELLA L. HOLDING POSITION: Attorney in Fact NATURE: Handle my mother's affairs in the event that she needs assistance. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/29/2019 ADDRESS: 5512 Charleston Woods Drive, Liberty Township OH 45044, United States DESCRIPTION: Pay my mother's bills and/or manage her financial affairs if needed.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-05-16

Designations

• Certified Financial Planner

Other Names

• Toby Holding
• Tom Holding