Paul Christopher Maurin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Dls Software Studios, Inc.
  Chicago, IL
• 10/2002 → Present
  Dls Computer Services, Inc.
  Lake In The Hills, IL
• 11/2015 → Present
  Royal Alliance Associates, Inc
  Crystal Lake, IL

Previous Registrations

• 2013-09-09 → 2016-06-23
  First Independent Advisory Services, Inc.
  Crystal Lake, IL
  Tulsa, OK

Other Businesses

1) PAUL & CAROL MAURIN POSITION: Co-Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2004 ADDRESS: 990 East Oak Street, Lake in the Hills IL 60156, United States DESCRIPTION: General maintenance of property and accounting for rents and expenses. 2) PAUL C. MAURIN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1993 ADDRESS: 900 East Oak Street, Lake in the Hills IL 60156, United States DESCRIPTION: Appointed with various Life, Accident & Health Insurance companies. 3) ACCOUTANTS & FINANCIAL PLANNING ASSOCIATES POSITION: Owner NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1993 ADDRESS: 900 East Oak Street, Lake in the Hills IL 60156, United States DESCRIPTION: General Tax and Accounting activities. 4) DLS COMPUTER SERVICES, INC; POSITION: CFO; NATURE: CORPORATION; INVESTMENT RELATED: NO; NUMBER OF HOURS: 100; SECURITIES TRADING HOURS: 55; START DATE: 10/01/2002; ADDRESS: 950 EAST OAK STREET, LAKE IN THE HILLS IL 60156, UNITED STATES; DESCRIPTION: GENERAL ACCOUNTING SUPERVISION AND FINANCIAL REPORTING FOR THE BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-30
• S63 Uniform Securities Agent State Law Examination
  1992-12-02

Other Names

• Paul Chris Maurin