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Ann Marie Prizzi

Raymond James & Associates, Inc.

Paramus, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-05
  • NJ RA
    APPROVED
    Since 2024-09-05

Branch Locations

61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management, Inc. Mclean VA 06/2007 08/2019
National Securities Corp Tinton Falls NJ 08/2019 07/2022
National Asset Management Tinton Falls NJ 08/2019 07/2022
B. Riley Wealth Management Paramus NJ 07/2022 09/2024
B. Riley Wealth Advisors Memphis TN 07/2022 09/2024
Raymond James & Associates, Inc. Paramus NJ 09/2024 Present
  • 06/2007 → 08/2019
    Capitol Securities Management, Inc.
    Mclean, VA
  • 08/2019 → 07/2022
    National Securities Corp
    Tinton Falls, NJ
  • 08/2019 → 07/2022
    National Asset Management
    Tinton Falls, NJ
  • 07/2022 → 09/2024
    B. Riley Wealth Management
    Paramus, NJ
  • 07/2022 → 09/2024
    B. Riley Wealth Advisors
    Memphis, TN
  • 09/2024 → Present
    Raymond James & Associates, Inc.
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-23
S63 Uniform Securities Agent State Law Examination 1989-03-02
  • S65 Uniform Investment Adviser Law Examination
    1995-05-23
  • S63 Uniform Securities Agent State Law Examination
    1989-03-02
Other Names
  • Ann M Prizzi
  • Ann Marie Sorce

View on SEC IAPD

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