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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-11
NJ RA APPROVED 2020-02-26
  • NY RA
    APPROVED
    Since 2021-12-11
  • NJ RA
    APPROVED
    Since 2020-02-26

Branch Locations

201 Old Country Road Suite 206, Melville, NY 11747 • United States

601 South Harbour Island Blvd Suite 109, Tampa, FL 33602 • United States

Stony Brook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management Meville NY 06/2016 Present
  • 06/2016 → Present
    Capitol Securities Management
    Meville, NY
Other Businesses

1.Trader Joes Not investment related Address:2085 Smith Haven Plaza Lake Grove, NY 11755 Nature of business:Mid level Manager Title:Mate Start:3/01/14 App#of hrs/month:128 App#of hrs/month during securities trading hrs: 0 Duties:manage employees 2.Strategies of Success Not investment related Address:172 Sycamore Circle Stony Brook, NY 11790 Nature of business: Host a podcast Title:Founder Start:1/1/11 App#of hrs/month:10 App#of hrs/month during securities trading hours: 0 Duties:personal site 3.Long Island Speakers Bureau Not investment related Address:1020 West Jericho Turnpike Ste 210 Smithtown, NY 11787 Nature of business: Website for speakers looking to present at organizations Title:Chief talent agent Start:1/1/16 App#of hrs/month:10 App#of hrs/month during securities trading hours:5 Duties:Ensure speakers are qualified, promote website on social media,events &word of mouth 4.Brookhaven Business Advisory Council Not investment related Address:1 Independence Hill Farmingville, NY 11738 Nature of business: Volunteer in Brookhaven Title: VP host of tv show Start:1/1/11 App#of hrs/month to OBA:1 App#of hrs/month during securities trading hours:1 Duties: Host tv shows, interview vendors, host job fairs 5.Toastmasters International Not investment related Address:Stony Brook University Pathology Dpt. Stony Brook, NY 11790 Nature of business: Help people become stronger speakers Title: President, Distinguished Toastmaster, Education Ambassador Start:2/1/06 App#of hrs/month:5 App#of hrs/month during securities trading hours:0 Duties: Promote &lead the club, guidance&coaching to members 6.Crohns and Colitis Foundation Not investment related Address:585 Stewart Ave Ste 304, Garden City, NY 11530 Nature of business: Facilitate a support group Title:Support group facilitator Start:03/01/15 App#of hrs/month:0 App#of hrs/month during securities trading hours:0 Duties: Facilitate/promote support group meetings 7.Comedy to Go, Inc Not investment related Address:172 Sycamore Circle Stony Brook, NY 11790 Nature of business: Comedy night fundraising Title:Partner Start:N/A App#of hrs/month: 0 App#of hrs/month devoted during securities trading hours:0 Duties: n/a 8.WATERVIEW BUSINESS PARTNERS Investment-related: Yes Address:201 OLD COUNTRY RD Ste206 MELVILLE, NY 11747 Nature of business: Insurance Sales&Marketing Title:Broker Start:08/16 App#of hrs/month: 0-5 App#of hrs/month during securities trading hours:0 Duties:Sell non security related insurance products 9.Live It Up-TV Show Not investment related Address:172 Sycamore Circle Stony Brook, NY 11790 Nature of business: Tv show Title:Correspondent Start:n/a App#of hrs/month :0 App#of hrs/month during securities trading hours:0 Duties:Interview&prepare guests to be interviewed 10.Executive Consultants of NY Foundation Investment-related: No Address: online Nature of business:online ecosystem where industries,educators &Long Island students connect to cultivate relationships w/the business community Title:Board Member Start:1/1/16 App#of hrs/month: 2 App#of hrs/month during securities trading hours:0 Duties: participate in coordinated marketing efforts,speak at schools about careers &encourage the business community to participate by listing jobs/internships &visit schools 11.Shift Group Not investment related Address: 904 Union Street Brooklyn, NY 11215 Nature of business:Marketing Title:Marketing & Public Relations Specialist Start:3/1/24 App#of hrs/month: 1 App#of hrs/month during securities trading hours:0 Duties: market the 4 week program to alternative energy &locally sourced food companies 12. Suffolk County Alliance of Chambers Not investment related Address: 33 Walt Whitman Road Huntington Station, NY 11746 Nature of OBA: organization is designed to share information to local chambers of commerce Title: Member Start: 7/5/25 App#of hrs/month: 5 App#of hrs/month during securities trading hours:2 Duties: Membership will help to promote careers along Long Island NY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
S65 Uniform Investment Adviser Law Examination 1998-03-02
S63 Uniform Securities Agent State Law Examination 1987-07-30
  • S66 Uniform Combined State Law Examination
    2021-12-10
  • S65 Uniform Investment Adviser Law Examination
    1998-03-02
  • S63 Uniform Securities Agent State Law Examination
    1987-07-30

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