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Lawrence Edward Mullins

LPl Financial LLC

Starkville, MS

CRD 1507204

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-01-01
TX RA APPROVED_RES 2018-01-26
  • MS RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2018-01-26

Branch Locations

114 S. Lafayette St., Starkville, MS 39759 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Starkville MS 12/2003 Present
Other Businesses

(1) 07/15/2003: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SELL INS TYPES: LIFE, HEALTH, DISABILITY (2) 07/10/2008: NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - 1% OF TIME SPENT - OFFICE BUILDING CONTAINING FOUR SEPARATE RENTAL UNITS OF WHICH I OCCUPY ONE. (3) 06/09/2015: NO BUSINESS NAME - INV REL - 115 MAIM, STARKVILLE, MS 39759 - REAL ESTATE DEVELOPMENT - START 03/01/2015 - 10 HR/MO NONE DURING SECS TRDG HRS (4) 06/10/2015: NO BUSINESS NAME - INV REL - 117 MAIN ST, STARKVILLE, MS 39759 - REAL ESTATE RENTAL - START 03/01/2016 - 1 HR/MO NONE DURING SECS TRDG HRS - OWNER OF RENTAL PROPERTY (5) 1/6/2021 - Mississippi Home Corporation - Not Investment Related - 735 Riverside Drive Jackson, MS 39202 - Non-Profit Board Member - Start Date: 1/6/2021 - 8 Hours Per Month/3 Hours During Securities Trading - Oversees the acquisition, construction, rehabilitation and improvement of residential and rental housing for low or moderate income residents of the state.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-29
S63 Uniform Securities Agent State Law Examination 1990-07-13
  • S65 Uniform Investment Adviser Law Examination
    1998-09-29
  • S63 Uniform Securities Agent State Law Examination
    1990-07-13
Other Names
  • Larry Mullins

View on SEC IAPD

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