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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2018-01-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Starkville | MS | 12/2003 | Present |
(1) 07/15/2003: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SELL INS TYPES: LIFE, HEALTH, DISABILITY (2) 07/10/2008: NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - 1% OF TIME SPENT - OFFICE BUILDING CONTAINING FOUR SEPARATE RENTAL UNITS OF WHICH I OCCUPY ONE. (3) 06/09/2015: NO BUSINESS NAME - INV REL - 115 MAIM, STARKVILLE, MS 39759 - REAL ESTATE DEVELOPMENT - START 03/01/2015 - 10 HR/MO NONE DURING SECS TRDG HRS (4) 06/10/2015: NO BUSINESS NAME - INV REL - 117 MAIN ST, STARKVILLE, MS 39759 - REAL ESTATE RENTAL - START 03/01/2016 - 1 HR/MO NONE DURING SECS TRDG HRS - OWNER OF RENTAL PROPERTY (5) 1/6/2021 - Mississippi Home Corporation - Not Investment Related - 735 Riverside Drive Jackson, MS 39202 - Non-Profit Board Member - Start Date: 1/6/2021 - 8 Hours Per Month/3 Hours During Securities Trading - Oversees the acquisition, construction, rehabilitation and improvement of residential and rental housing for low or moderate income residents of the state.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-13 |
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