Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-05-12
TX RA APPROVED 2017-05-12
  • PA RA
    APPROVED
    Since 2017-05-12
  • TX RA
    APPROVED
    Since 2017-05-12

Branch Locations

200 Cedar Ridge Dr. Suite 207, Pittsburgh, PA 15205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 06/2005 05/2017
Cambridge Investment Research, Inc. Fairfield IA 05/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2017 Present
Previous Registrations
  • 2005-06-25 → 2017-05-15
    Pittsburgh, PA
    Sewickley (Wexford), PA
    Pittsburgh, PA
  • 2005-04-28 → 2005-06-25
    Parker/Hunter Incorporated
    Pittsburgh, PA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-60/WK-40/TRADING 2) MICHAEL A WIEDT, ALUM ROCK WEALTH MANAGMENT, 1910 COCHRAN ROAD ONE MANOR OAK, STE 610, PITTSBURGH, PA,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/12/17, INV REL, 1 HR/MO- 1/TRADING HR. 3) MICHAELL A. WIEDT, 1910 COCHRAN ROAD MANOR OAK ONE SUITE 610 PITTSBURGH PA 15220, 10/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 1 HR/MO 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-13
S63 Uniform Securities Agent State Law Examination 1986-07-11
  • S65 Uniform Investment Adviser Law Examination
    1994-04-13
  • S63 Uniform Securities Agent State Law Examination
    1986-07-11

View on SEC IAPD

More in Pittsburgh, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor