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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-09-16 |
| TX | RA | APPROVED_RES | 2021-08-02 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 01/2005 | 07/2021 |
| Morgan Stanley Smith Barney Llc | Boston | MA | 07/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2021 | Present |
1)FAMILIES UNITED IN EDUCATION LEADERSHIP / 561 BOYLSTON STREET BOSTON,MA 02116 / OTHER/ EDUCATION / COLLEGE AWARENESS / MEMBER OF BOARD OF DIRECTORS / / DISCUSS PROGRAM CONTENT AND FUNDRAISING / START DATE 11/1/2011 / 1 HOUR/WEEK 3)*450905- Francis Ouimet Scholarship Fund; Investment related No; Norton, Massachusetts; Education; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 1; After business hours: 0; Fundraising, Investment Decisions/Advice 4) *450917 - Squashbusters; Investment related - Yes; Roxbury Crossing, Massachusetts; Non-Profit; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 0.5; After business hours: 0; Investment Decisions/Advice 5)NAME OF OTHER BUSINESS:Augustus A White Institute for Healthcare Equity / INVESTMENT RELATED?: No / ADDRESS: c/o Choate, Hall & Stewart LLP Two International Place, 100-150 Oliver Street Boston MA 02110 US/ NATURE OF THE BUSINESS: Charity / POSITION: Treasurer/ DUTIES:Responsible for financial management and reporting/ START DATE: 3/1/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-21 |
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