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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-30
TX RA APPROVED 2026-03-31
  • FL RA
    APPROVED
    Since 2026-04-30
  • TX RA
    APPROVED
    Since 2026-03-31

Branch Locations

Marco Island, FL • United States

9200 S. Dadeland Blvd. Suite 412, Miami, FL 33156 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Coral Gables FL 12/2011 03/2022
Provence Wealth Advisors Miami FL 03/2022 03/2026
Raymond James Financial Services Advisors, Inc. Miami FL 03/2022 08/2023
Raymond James Financial Services, Inc. Miami FL 03/2022 08/2023
Pwa Securities, Llc Miami FL 08/2023 03/2026
Provenance Wealth Advisors Miami FL 08/2023 03/2026
Raymond James Financial Services, Inc. Miami FL 03/2026 Present
Raymond James Financial Services Advisors, Inc. Miami FL 03/2026 Present
Previous Registrations
Other Businesses

(1)Name of Business: Harth Silva Family Partnership LLP Address: 99 S Seas Ct., Marco Island, FL, 34145, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 03/14/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Less than one hour per week is devoted to business.\n (2)Name of Business: Nusta Trading LLC Address: 99 South Seas Court, Marco Island, FL, 34145, United States Activity Type: Rental Real Estate Position/Title: Agent Investment Related: Yes Start Date: 04/30/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Nusta LLC is a company owned by my IRA for real estate purchases and expenses for real estate investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-16
S63 Uniform Securities Agent State Law Examination 1991-07-31
  • S66 Uniform Combined State Law Examination
    2007-11-16
  • S63 Uniform Securities Agent State Law Examination
    1991-07-31
Other Names
  • Pedro Ernesto Harthsilva
  • Pedro Ernesto Harth
  • Pedro Ernesto Harthsilva

View on SEC IAPD

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