Richard Ignatius Shaheen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1992 → Present
  Rick Shaheen & Assoc.
  Sterling Heights, MI
• 03/1992 → 01/2017
  Sigma Financial Corporation
  Ann Arbor, MI
• 01/2003 → 01/2017
  Sigma Planning Corporation
  Ann Arbor, MI
• 01/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2009-11-23 → 2017-01-19
  Spc
  Romeo, MI
  Ann Arbor, MI

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 100 HR/MO - 100/TRADING. 01/19/2017, INVESTMENT ADVISOR REPRESENTATIVE THAT MANAGES CLIENT ASSETS AND PREPARES FINANCIAL PLANS FOR A FEE. 2.B OF I ADVISOR, 4350 LA JOLLA VILLAGE DR, STE 140, SAN DIEGO, CA, 12/2017 SELLING BANKING PRODUCTS TO INDIVIDUALS AND BUSINESSES. INV REL - 2/MO - 0/TRADING. 3.SHAHEEN & ASSOCIATES, INC. 35361 Indigo Dr., Sterling Heights MI 48310, United States, 09/01/1981 40 HR/MO- 40 TRADING HR, President, Insurance/Benefits/Human Resources, INV REL, 40 HR/MO- 40 TRADING HR 4.SHAHEEN & ASSOCIATES, INC. CHAPTER MEMBER, NETWORKING, 129 W. ST. CLAIR ST, ROMEO, MI, NIR 10/01/2011, 12 HR/MO- 0/TRADING HR. NETWORKING GROUP OF BUSINESS OWNERS ASSEMBLING TO SHARE AND NETWORK REFERRALS TO ONE ANOTHER. 5.METROPOLITAN DETROIT CHORALE, Fraser High School, Fraser MI 48026, United States, 09/05/2023, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 12 HR/MO - 0 HR/MO TRADING 6.RICK SHAHEEN, 35361 Indigo Dr., Sterling Heights MI 48310, 11/01/2024, Musician, Arts/Performing Arts, NIR, 10 HR/MO, 10 HR/MO TRADING. 7.SHAHEEN & ASSOCIATES, INC., 35361 Indigo Dr., Sterling Heights MI 48310, 10/2024, Vice President, Networking, NIR, 10 HR/MO, 0 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-21

Other Names

• Rick Shaheen
• Richard Ignatus Shaheen
• Richard I Shaheen