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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-26
NM RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2024-07-26
  • NM RA
    APPROVED
    Since 2023-06-29

Branch Locations

Santa Fe, NM • United States

132 Romero Street # 21, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 08/2013 06/2018
Cuna Brokerage Services, Inc., Waverly IA 08/2013 06/2018
Cetera Wealth Services, Llc El Segundo CA 06/2018 Present
Bar Financial Llc Albuquerque NM 05/2018 02/2021
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2013 → 06/2018
    Cuna Mutual Group
    Waverly, IA
  • 08/2013 → 06/2018
    Cuna Brokerage Services, Inc.,
    Waverly, IA
  • 06/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2018 → 02/2021
    Bar Financial Llc
    Albuquerque, NM
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: BAR FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PRACTICE MANAGEMENT AND OSJ MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PRACTICE MANAGEMENT AND OSJ MANAGER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-13
S63 Uniform Securities Agent State Law Examination 1986-06-11
  • S65 Uniform Investment Adviser Law Examination
    1997-01-13
  • S63 Uniform Securities Agent State Law Examination
    1986-06-11
Designations
Other Names
  • John Allen Whitenight
  • John Allen Whitenight

View on SEC IAPD

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