Mark Alan Stoltzfus

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → 09/2017
  Stoltzfus Financial Group
  Lancaster, PA
• 09/2002 → Present
  Mark Stoltzfus
  Lancaster, PA
• 06/2009 → 09/2017
  American Portfolios Financial Services, Inc.
  Lancaster, PA
• 09/2017 → 09/2019
  Lpl Financial Llc
  Lancaster, PA
• 09/2017 → Present
  Stoltzfus Financial Llc
  Lancaster, PA
• 09/2019 → 06/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → 06/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2023-06-29 → 2025-07-01
  Cetera Investment Advisers Llc
  Lancaster, PA
• 2019-09-10 → 2023-06-29
  Cetera Wealth Services, Llc
  Lancaster, PA
  Lancaster, PA
  Mechanicsburg, PA
• 2017-09-15 → 2019-09-11
  Lpl Financial Llc
  Lancaster, PA
  West Mifflin, PA
  Lancaster, PA
• 2009-06-15 → 2017-09-18
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2009-01-02 → 2009-06-05
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2000-01-10 → 2009-01-02
  Raymond James Financial Services, Inc.
  York, PA
  York, PA

Other Businesses

1) MARK STOLTZFUS, 3220 Oakglen Court, LANCASTER PA 17601, 09/2002, Owner, Musician, NIR, 4 HR/MO, 0 HR/MO TRADING. 2) STOLTZFUS FINANCIAL LLC, 3220 Oakglen Court, Lancaster PA 17601, 09/2017, Owner, DBA Name, INV REL, 5 HR/MO, 5 HR/MO TRADING. 3) MARK A. STOLTZFUS, 3220 Oakglen Court, LANCASTER PA 17601, 06/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO, 5 HR/MO TRADING. 4) STOLTZFUS FINANCIAL LLC, 3220 Oakglen Court, Lancaster, PA 17601, 09/2017, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 100 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-01
• S63 Uniform Securities Agent State Law Examination
  1986-07-02

Other Names

• Mark A Stoltzfus
• Mark A Stoltzeus