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Bruce L Keller

Osaic Wealth, Inc.

Phoenix, AZ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-04-25
MI RA APPROVED 2025-03-24
CO RA APPROVED 2025-03-21
AZ RA APPROVED 2024-05-15
CA RA APPROVED 2023-09-01
TX RA APPROVED 2023-09-01
WA RA APPROVED 2023-09-01
  • MD RA
    APPROVED
    Since 2025-04-25
  • MI RA
    APPROVED
    Since 2025-03-24
  • CO RA
    APPROVED
    Since 2025-03-21
  • AZ RA
    APPROVED
    Since 2024-05-15
  • CA RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01
  • WA RA
    APPROVED
    Since 2023-09-01

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Phoenix AZ 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → Present
    Osaic Wealth, Inc.
    Phoenix, AZ
Previous Registrations
  • 2005-10-31 → 2023-09-01
    Osaic Services, Inc.
    Phoenix, AZ
  • 2001-02-06 → 2005-10-31
    Sunamerica Securities, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-17
S63 Uniform Securities Agent State Law Examination 1986-11-07
  • S65 Uniform Investment Adviser Law Examination
    1992-06-17
  • S63 Uniform Securities Agent State Law Examination
    1986-11-07
Other Names
  • Bruce Keller

View on SEC IAPD

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