James Marvin Peebles

Employer firm

Financial Security Solutions, Corp. CRD 124085

$69.0M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1976 → Present
  Peebles Financial Services
  Newport Beach, CA
• 11/1989 → Present
  Royal Alliance Associates, Inc.
  New York, NY
• 10/2005 → Present
  Financial Security Solutions Corp.
  Tarzana, CA

Other Businesses

1. CPA, TAX SERVICES, BOOK KEEPING AND/OR ACCOUNTING SERVICES, NO, PEEBLES FINANCIAL SERVICES, SOLE PROPRIETORSHIP, 4299 MACARTHUR BLVD #204 NEWPORT BEACH, CA 92660, OWNER, 1/1/1976, 150 HRS/MO, 30 DURING TRADING HRS, INCOME TAX PREPARATION. 2. INSURANCE, NO, PEEBLES FINANCIAL SERVICES, SOLE PROPRIETORSHIP, 4299 MACARTHUR BLVD #204 NEWPORT BEACH, CA 92660, OWNER, 1/1/1976, 1 HR/MO, 0 DURING TRADING HRS, INSURANCE SALES: FIXED LIFE, HEALTH; THROUGH: JACKSON NATIONAL, BLUE CROSS. 3. INVESTMENT ADVISORY SERVICES, YES, INDEPENDENT REGISTERED INVESTMENT ADVISOR: FINANCIAL SECURITY SOLUTIONS CORP, SOLE PROPRIETORSHIP, 4299 MACARTHUR BLVD #204 NEWPORT BEACH, CA 92660, ADVISOR, 1/1/2005, 20 HRS/MO, 5 DURING TRADING HRS, INVESTMENT ADVICE, FINANCIAL PLANNING FOR CLENTS. 4. REAL ESTATE RENTALS, NO, JIM PEEBLES, SOLE PROPRIETORSHIP, 4299 MACARTHUR BLVD #204 NEWPORT BEACH, CA 92660, OWNER, 1/1/2005, 1 HR/MO, 0 DURING TRADING HRS, THE RENTAL OF RESIDENTIAL DWELLING UNIT, CONDO, HOUSE.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-16

Other Names

• James Marvin Peebles