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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
404 N Greenwich Rd, Suite 401, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Wichita | KS | 01/1998 | 02/2024 |
| Lpl Financial Llc | Wichita | KS | 02/2024 | Present |
| Mariner Independent Advisor Network | Wichita | KS | 02/2024 | 06/2026 |
| Aero Capital | Wichita | KS | 02/2024 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1- 01/2024 / Aero Capital LLC / DBA for LPL Business (entity for LPL business) / Investment Related /At Reported Business Location(s) - 160 hrs mnth / 7 hrs during trading 2- 01/2024 / Musical Band / Artist/Musician / Non Investment Related 3- 04/2024 / Aero Capital LLC / Inv Related / At Reported Business Location(s) / Non-Variable Insurance / Agent - Started: 3/27/2024 - 2 Hrs/Mo During Trading. 4- 08/05/2024 / Cask Holdings LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related - Andover. KS / Start Date 06/01/2021 - 2 Hours Per Month/ During Trading 5- 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ 7 hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 172 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-20 |
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