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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • KS RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

404 N Greenwich Rd, Suite 401, Wichita, KS 67206 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Wichita KS 01/1998 02/2024
Lpl Financial Llc Wichita KS 02/2024 Present
Mariner Independent Advisor Network Wichita KS 02/2024 06/2026
Aero Capital Wichita KS 02/2024 Present
Private Advisor Group, Llc Morristown NJ 06/2026 Present
Previous Registrations
Other Businesses

1- 01/2024 / Aero Capital LLC / DBA for LPL Business (entity for LPL business) / Investment Related /At Reported Business Location(s) - 160 hrs mnth / 7 hrs during trading 2- 01/2024 / Musical Band / Artist/Musician / Non Investment Related 3- 04/2024 / Aero Capital LLC / Inv Related / At Reported Business Location(s) / Non-Variable Insurance / Agent - Started: 3/27/2024 - 2 Hrs/Mo During Trading. 4- 08/05/2024 / Cask Holdings LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related - Andover. KS / Start Date 06/01/2021 - 2 Hours Per Month/ During Trading 5- 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ 7 hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 172 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-14
S63 Uniform Securities Agent State Law Examination 1986-06-20
  • S65 Uniform Investment Adviser Law Examination
    1997-05-14
  • S63 Uniform Securities Agent State Law Examination
    1986-06-20
Designations
Other Names
  • Brad Moser

View on SEC IAPD

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