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Mark D Altman

Morgan Stanley

Purchase, NY

Bronx, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-23
NJ RA APPROVED 2010-02-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • NJ RA
    APPROVED
    Since 2010-02-01

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 12/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/2009 → Present
    Morgan Stanley
    Purchase, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-28
S63 Uniform Securities Agent State Law Examination 1995-09-26
  • S66 Uniform Combined State Law Examination
    2010-01-28
  • S63 Uniform Securities Agent State Law Examination
    1995-09-26
Other Names
  • Mark Douglas Altman

View on SEC IAPD

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