Valerie Mardell Harrison

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1995 → Present
  Lpl Financial, Llc
  Santa Barbara, CA

Other Businesses

1. 12/13/2006 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - RECEIVING RESIDUALS FROM TRANSAMERICA TERM LIFE INSURANCE POLICIES. SELLING TERM INSURANCE THAT IS MORE APPAROPRIATE FOR THE CLIENT. LONG TERM CARE POLICIES THAT ARE NOT CURRENTLY BROKERED THROUGH LPL. - TIME SPENT 2% 2. 3/17/2009 - SOLUTIONS WEALTH MANAGEMENT, LLC - NON-VARIABLE INSURANCE DBA - Solutions Wealth Management, LLC - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - WILL BE DOING LONG TERM CARE AND FIXED ANNUITES UNDER THE DBA SOLUTIONS WEALTH MANAGEMENT LLC. - TIME SPENT 5% 3. 1/9/2015 - Solutions Wealth Management - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SOLUTIONS WEALTH MANAGEMENT - INV. REL. - START 01/01/2014 - at my home branch - still OBA of Non-variable Insurance already approved - NO TIME SPENT. 4. 12/02/2025 - Crump - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/05/2005 - 1 hour per month/ 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-03-28

Other Names

• Valerie Weber