Theresa Ann Sims

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  First National Bank
  Beaver, PA
• 05/2016 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 05/2016 → Present
  Cetera Investment Advisors
  Beaver, PA

Previous Registrations

• 2009-02-17 → 2010-08-18
  The Huntington Investment Company
  Beaver, PA
• 2008-06-26 → 2008-11-13
  Edward Jones
  Monaca, PA
  Pittsburgh, PA
  St Louis, MO

Other Businesses

1.) RE/MAX SELECT REALTY, REAL ESTATE AGENT, SELL REAL ESTATE AS INDEPENDENT CONTRACTOR 2.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams

• S66 Uniform Combined State Law Examination
  2008-06-20

Other Names

• Theresa Ann Walker