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Theresa Ann Sims

Cetera Investment Advisers LLC

Baden, PA

Beaver, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-05-23
  • PA RA
    APPROVED
    Since 2016-05-23

Branch Locations

1625 Beaver Road, Baden, PA 15005 • United States

747 Corporation Street, Beaver, PA 15009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Beaver PA 04/2016 Present
Cetera Investment Services Llc St.CLoud MN 05/2016 Present
Cetera Investment Advisors Beaver PA 05/2016 Present
  • 04/2016 → Present
    First National Bank
    Beaver, PA
  • 05/2016 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 05/2016 → Present
    Cetera Investment Advisors
    Beaver, PA
Previous Registrations
Other Businesses

1.) RE/MAX SELECT REALTY, REAL ESTATE AGENT, SELL REAL ESTATE AS INDEPENDENT CONTRACTOR 2.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2008-06-20
Other Names
  • Theresa Ann Walker

View on SEC IAPD

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Other Investors

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CHARLES JOHN PINCHOTTI
JOHN DAVID RISHELL
Patricia Rose Piatt
RONALD WAYNE POWELL
JOHN WAYNE NELSON
ROBERT STEPHEN KADILAK

Other Offices

LPL FINANCIAL LLC · MONACA, PA
CITIZENS SECURITIES, INC. · ALIQUIPPA, PA
EXODUS WEALTH, LLC · Monaca, PA
CETERA INVESTMENT ADVISERS LLC · ALIQUIPPA, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · BEAVER, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Beaver, PA
OSAIC WEALTH, INC. · BEAVER, PA
KESTRA ADVISORY SERVICES, LLC · Beaver, PA

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