Joe Palazzola

Current Employers

Employment History

• 10/2016 → 01/2018
  Scottrade, Inc.
  St Louis, MO
• 05/2016 → 10/2016
  Unemployed
  St Louis, MO
• 01/2018 → 12/2023
  Td Ameritrade, Inc
  Wildwood, MO
• 12/2023 → Present
  Charles Schwab & Co, Inc
  St Louis, MO

Previous Registrations

• 2018-01-06 → 2022-10-14
  Td Ameritrade, Inc.
  St Louis, MO
  St. Louis, MO
  St. Louis, MO
  Wildwood, MO
  Westlake, TX
• 2017-01-18 → 2018-01-08
  Scottrade Investment Management
  Saint Louis, MO
• 2015-03-09 → 2015-05-15
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO

Other Businesses

Name of Outside Business:St Nicholas Greek Orthodox Church; Investment Related:No; Address of Outside Business:4967 Forest Park Ave St. Louis MO 63108; Nature of Outside Business:Other; Position:elected member Parish Council; Start Date:1/1/2016; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: typical duties of church board - volunteer no compensationName of Outside Business:St Nicholaus Greek Orthodox Church; Investment Related:No; Address of Outside Business:St. Louis; Nature of Outside Business:Non-profit group; Position:Elected memeber of c; Start Date:1/3/2016; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Standard duties of church board mmember.Name of Outside Business:FINRA; Investment Related:Yes; Address of Outside Business:St Louis, Mo; Nature of Outside Business:Other; Position:Arbitrator; Start Date:10/1/2015; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Hear arbitration cases. I have never actually served on a case.Name of Outside Business:St Nicholas Greek Orthodox Church; Investment Related:No; Address of Outside Business:St Louis, Mo; Nature of Outside Business:Non-profit group; Position:Church Board Memeber at Large; Start Date:1/1/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Standard duties of a church board member. Vote on policies and activities of the church. Name: Elected member of church borad, Role: Member - Parish Council, Type: Board Service, Start Date: 01/01/2021, Investment Related?: No, Address: 4967 Forest Park, St Louis, MO 63108, Number of Hours/Mo: 10, Duties: typical duties of church board - vote on policy

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-06
• S63 Uniform Securities Agent State Law Examination
  1995-03-15

Designations

Other Names

• Joseph F Palazzola
• Joseph Francis Palazzola
• Joe Palazzola
• Joseph Francis Palazzola