Bruce Alexander Stewart

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-07
NC	RA	APPROVED	2021-01-04

TX RA
APPROVED

Since 2022-02-07
NC RA
APPROVED

Since 2021-01-04

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kbs Capital Markets Group	Newport Beach	CA	12/2005	11/2018
Arete Wealth Management Llc	Chicago	IL	11/2018	07/2019
Fisher Investments	Plano	TX	07/2019	Present

12/2005 → 11/2018

Kbs Capital Markets Group

Newport Beach, CA
11/2018 → 07/2019

Arete Wealth Management Llc

Chicago, IL
07/2019 → Present

Fisher Investments

Plano, TX

Other Businesses

OUTSIDE BUSINESS #1 --- B&T ACQUISITIONS, LLC - PLANO, TX - OWNER OF LLC FOR PERSONAL INVESTMENTS ONLY - JANUARY 29, 2013 - 2-3 HOURS A MONTH - NOT DURING TRADING HOURS - DUTIES ARE TO OVERSEE THE MANAGEMENT OF PERSONAL INVESTMENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-07-12
S63	Uniform Securities Agent State Law Examination	1986-07-15

S65 Uniform Investment Adviser Law Examination

2019-07-12
S63 Uniform Securities Agent State Law Examination

1986-07-15

View on SEC IAPD